U.S. Securities - FinTecBuzz

tZERO Gets Landmark Approval for Digital Securities Custody in U.S.

PRNewswireSeptember 11, 20248 min

tZERO Group Inc., a leader in technology solutions for capital markets, proudly announces the respective Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) approval of tZERO Digital Asset Securities as a new Special Purpose Broker-Dealer for digital asset securities custody. This is only one of two licenses for a regulated broker-dealer digital asset security custodian that have been approved in the United States since the rules were introduced by the SEC in 2020, serving...

Equity Based Crowdfunding

DriveWealth Partners with Avenue Securities to Bring Brazilian Investors Easy Digital Access to U.S. Equity Markets

FTB News DeskDecember 17, 20187 min

DriveWealth Platform to Fuel Digital Brokerage Founded by Roberto Lee

API

Alpaca Extends Partnership with Citadel Securities

BusinessWireJuly 25, 20244 min

Alpaca, an API-focused brokerage that operates a modern infrastructure for stocks, ETFs, and options trading and serves hundreds of financial services businesses globally, and Citadel Securities, a leading global market maker, today announced an extension of their strategic partnership in Japan to jointly leverage their expertise in brokerage infrastructure, trade execution and clearing, and recordkeeping for U.S. Stocks and Options trading. Alpaca has partnered with Citadel Securities for trade execution services since 2019, and today...

Platforms

Alviere Fully Licensed in the U.S.

PRNewswireOctober 20, 20225 min

By Securing Groundbreaking Money Transmission Licenses in all U.S. States and Puerto Rico, the Embedded Finance Platform Ensures Robust Reliability, Flexibility and Long-Term Stability for its Clients

Investments

BancTrust & Co. Investment Bank launches U.S. Broker-Dealer Affiliate

PRNewswireMay 13, 20228 min

London-based Emerging Markets Investment Bank Announces the Launch of its Broker-Dealer Affiliate in New York BancTrust & Co. Investment Bank (BancTrust), a leading global emerging markets investment bank, today announced the launch of BancTrust Securities USA (BancTrust USA), its U.S. broker-dealer affiliate. BancTrust USA is a member of Financial Regulatory Authority (FINRA) and is registered with the Securities and Exchange Commission (SEC). BancTrust USA is based in New York City and will represent BancTrust with U.S. institutional investors and major U.S. institutional investors under...

Crypto Currencies

U.S. Based Crypto Miners Reap the Benefits

PRNewswireSeptember 28, 202114 min

The Chinese government’s crackdown on cryptocurrencies is once again in the news. According to CNN, Chinese government agencies including the country’s securities regulator and the People’s Bank of China (PBOC) said in a statement on Friday that all cryptocurrency-related business activities are illegal and promised to punish illicit activities involving digital currencies. The first stages of the crackdown have already caused many crypto miners to leave China and set up operations elsewhere. In fact, Texas seems to be one of such desired...

Risk Management

PayPal Reminder: Kessler Topaz Meltzer Reminds of Securities Fraud

BusinessWireAugust 30, 202110 min

The law firm of Kessler Topaz Meltzer & Check, LLP announces that a securities fraud class action lawsuit has been filed against PayPal Holdings, Inc. (NASDAQ: PYPL) (“PayPal”) on behalf of those who purchased or acquired PayPal securities between February 9, 2017 and July 28, 2021, inclusive (the “Class Period”). Investor Deadline Reminder: Investors who purchased or acquired PayPal securities during the Class Period may, no later than October 19, 2021, seek to be appointed as a lead...

Investment Platforms

Arca Offers The First SEC-Registered Fund Issuing Digital Securities

PRNewswireJuly 7, 20207 min

- Each ArCoin is a share of the Arca U.S. Treasury Fund, a registered fund with a portfolio of primarily U.S. Treasury securities - Shareholders can directly transfer ArCoin using blockchain technology, broadening the use cases for a registered investment product

Investment Platforms

Wedbush Securities Announces Minority Investment in ETF Managers Group

BusinessWireMay 8, 20205 min

Wedbush Securities and ETF Managers Group (ETFMG) today announced that Wedbush has made a minority investment in ETFMG to support the continued growth of their innovative thematic ETF platform. The investment is a natural progression of the firms’ commercial relationship, built over the past two years, notably seen in their collaboration on three thematic equity ETFs in the market providing access to cannabis, cloud computing and video game technology. Wedbush’s commitment will fuel significant emerging...

Blockchain

Altcoin.io Acquired by BnkToTheFuture to Launch Non-Custodial Securities Token Exchange

PRNewswireJune 17, 201910 min

Altcoin.io, a decentralized exchange (DEX) and peer-to-peer trading solution, announced today that global investment firm BnkToTheFuture has acquired its technology.

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