• eflow Global warns firms of technology-driven risks, as 64% of regulatory leaders recognise accelerated use of new technologies as their top compliance concern • 58% cite global economic instability as a key market force likely to cause compliance issues
Regulatory fines for deficiencies in electronic communication surveillance surge by 602% to $666 million in Q3 2024, as the FCA launches a probe into UK firms’ monitoring of encrypted communications. To help combat this, eflow introduces upgrades to its TZTS and TZEC regulatory technology, offering seamless integration of eComms and trade data to enable holistic market abuse surveillance. eflow Global, a leader in regulatory compliance technology, has today warned European financial firms to brace for...
eflow Global launches enhanced eComms Surveillance tool following a surge in regulatory fines in 2024
94% of compliance heads believe financial professionals using AI for market manipulation is an industry challenge 57% cite AI as the most likely cause of compliance issues in the next 12 months