CapitalROCK, the makers of RightBRIDGE Systems, is pleased to announce that it has been named the COMPLYConnect Compliance Provider of the Year.
RightBRIDGE systems help more than 50 broker-dealers, representing more than 120,000 financial professionals, meet their compliance obligations for regulatory rules, regulations, and exemptions. Specifically, Reg BI, PTE 2020-02, New York Reg 187, and others.
CapitalROCK is excited to announce the award, which was given at the COMPLYConnect conference, hosted by COMPLY last quarter.
CapitalROCK’s VP of Business Development, Connor Thomas, was in attendance and accepted the award on CapitalROCK’s behalf. In response to receiving the award, Thomas was quoted as saying, “We’re very honored to have been nominated for Compliance Provider of the year and even more thrilled to have won. The team at CapitalROCK works hard to help our customers meet their compliance obligations as painlessly and efficiently as possible. The community of our partner broker-dealers is incredible and whenever there is a regulatory or compliance challenge, in partnership with the RightBRIDGE community, we update RightBRIDGE to address the additional regulations and requirements. We’re looking forward to continuing to collaborate and enhance the RightBRIDGE system in 2024, including addressing the additional regulatory requirements of the Retirement Security Rule if necessary.”
Stay Ahead of the Financial Curve with Our Latest Fintech News Updates!
