CapitalROCK awarded COMPLYConnect Compliance Provider of the Year

CapitalROCK, the makers of RightBRIDGE Systems, is pleased to announce that it has been named the COMPLYConnect Compliance Provider of the Year. RightBRIDGE systems help more than 50 broker-dealers, representing more than 120,000 financial professionals, meet their compliance obligations for regulatory rules, regulations, and exemptions. Specifically, Reg BI, PTE 2020-02, New York Reg 187, and others. CapitalROCK is excited to announce the award, which was given at the COMPLYConnect conference, hosted by COMPLY last quarter....

eflow’s Global Trends in Market Abuse and Trade Surveillance Report

UK-based RegTech (Regulatory Technology) scaleup eflow Global launches an extensive research-based report exploring the regulatory landscape, global market abuse trends, and the compliance challenges that regulated firms are experiencing across global markets. The Global Trends in Market Abuse and Trade Surveillance report includes new research gathered from 250 senior compliance professionals operating in the sector. The in depth report was commissioned by eflow alongside leading regulatory research experts and details the pressures faced by regulated firms in...

Basware appoints Markus Hornburg as its SVP, Global Compliance

Basware, a global leader in AP automation and invoice processing, has appointed Markus Hornburg as its Senior Vice President, Global Compliance. It strengthens the company’s compliance offering to help customers through upcoming e-invoicing requirements. Many countries such as France, Poland, Spain, and Germany, are introducing legislation to enforce e-invoicing, while many existing countries around the world including Latin America continue to revise their requirements. This complexity will require businesses trading in those countries to send and receive invoices electronically, to clamp down on issues such...

K2 Integrity launches Internal Audit Practice

K2 Integrity, the leading risk and financial crimes advisory firm, announced the launch of its Internal Audit practice, offering customized solutions to our full client roster, including financial institutions, fintech and virtual assets firms, investment managers, nonprofits, governments, and Fortune 500 corporations. The practice leverages K2 Integrity’s extensive background in verification and assurance, guided by top professionals in accounting and finance who possess extensive experience in providing internal audit services to the private sector. K2...

Napier Continuum available through two new service offerings

Napier, the London-based global financial crime compliance RegTech, is pleased to announce that its award-winning Anti Money Laundering (AML) platform, Napier Continuum is now available through two new service offerings: Napier Continuum Live and Napier Continuum Flow. These new solutions deliver Napier’s experience in helping financial institutions transform their AML solutions with a compliance-first focus. Napier Continuum Live is the new plug-and-play hosted offering that brings the benefits of the Napier Continuum platform to organisations looking to...

AdvizorStack, LLC and StratiFi announce strategic partnership

AdvizorStack, a leading technology platform for Registered Investment Advisors, proudly announces the formalization of a strategic partnership with StratiFi, a fast-growing risk management platform that provides wealth management firms and industry professionals a one-stop-shop solution for portfolio risk analysis, client risk profiling and compliance. The companies are poised to redefine industry standards in risk analytics, compliance oversight and operational efficiencies for clients that utilize AdvizorStack as their in-house technology solution. “We chose StratiFi due to...

Tookitaki announces rebranding of its AML Suite to FinCense

Tookitaki, a trusted leader in the financial crime space, announced the rebranding of its flagship Anti Money Laundering Suite (AMLS) to FinCense. This strategic move is aimed at better representing the enhanced capabilities of its compliance platform, which now seamlessly addresses both fraud and AML risks. The convergence of fraud and AML challenges has reshaped the compliance landscape, leading financial institutions to seek a unified solution. Currently, operational silos divide anti-fraud and AML teams. As costs continue to soar, a complete...

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