Houlihan Lokey Bolsters Capital Markets Team With Senior Hire
November 12, 20244 min
Brad Boggess Joins as a Managing Director
ROTH Welcomes New Co-Heads to Lead Innovations Banking Sector
November 12, 20245 min
Roth Capital Partners, LLC (“ROTH”), www.roth.com, today announced the appointment of Michael Guzman and Salomon Kamalodine as Managing Directors and Co-Heads of Innovations Investment Banking. Before joining ROTH, Michael was a Managing Director in investment banking at B. Riley Securities for 10 years, advising public and private clients on mergers and acquisitions, capital formation, and various financing transactions. Earlier in his career, he spent over 12 years at Cantor Fitzgerald, where he managed institutional accounts and led the corporate &...
Prudential appoints Jacques Chappuis as President and CEO of PGIM
November 11, 20246 min
Jacques Chappuis, formerly co-head of Morgan Stanley Investment Management, will lead PGIM, Prudential Financial, Inc.’s global asset management business, effective May 1, 2025 Chappuis will lead PGIM’s next chapter of growth across public and private markets capabilities David Hunt will retire as president and CEO of PGIM and stay on as chairman until July 31, 2025 to ensure a smooth transition Over his successful 13-year tenure, Hunt led PGIM’s significant growth and international expansion Prudential...
Sequoia Financial Group Acquires Family Asset Management
November 7, 20245 min
Sequoia Financial Group, LLC (Sequoia Financial), an SEC-registered wealth manager with $21.5 billion in assets under management as of Sept. 30, 2024, and Family Asset Management (FAM), a Charleston, South Carolina-based investment advisory firm, announced that Sequoia Financial has acquired FAM. Financial terms were not disclosed. Founded in 2004, FAM is an SEC-registered investment advisor with more than $300 million in assets under management as of Sept. 30, 2024. FAM provides financial planning and investment management services to high net worth clients,...
Miracle Mile Advisors Opens Chicago Office
November 6, 20244 min
National RIA expands to Chicago, enhancing wealth management offerings in the Midwest
Delos Insurance Solutions secures further $9m funding
November 4, 20247 min
Funding will enable faster expansion to other States and development of new products.
PureFacts Names FinTech Veteran Pete Hess as President
October 30, 20244 min
Former CEO of Advent Software and CRO at InvestCloud Joins PureFacts to Accelerate Global Expansion and Drive Innovation Across the Company’s Suite of End-to-End Revenue Management Solutions
AlphaTrAI Rebrands as Praxis Solutions
October 15, 20246 min
Bill Dwyer-led enterprise completes realignment initiative positioning firm to fill tech solutions void in wealth and asset management industries
Mako Fintech Announces Integration with Fidelity Clearing Canada
October 9, 20245 min
Mako Fintech’s digital onboarding platform and Fidelity Clearing Canada’s tech-driven custody and clearing services allow wealth management offices to scale their client outreach and increase their revenue by opening new accounts faster while reducing operational costs.
RD Technologies Secures US$7.8 Million in Series A1 Financing
September 30, 20246 min
RD Technologies announced the successful completion of its Series A1 financing, securing US$7.8 million. In this funding round, RD Technologies has secured strategic investments from prominent industry players like HongShan, Hivemind Capital, Aptos Labs, Hash Global, SNZ Capital, Solana Foundation, Anagram, and Upward Capital. The capital injection will enable RD Technologies to continue building a financial platform that bridges the Web2 and Web3 worlds and continue to contribute to the development of the Web3 ecosystem in Hong Kong. RD Technologies announced on 18th...