TPFG Appoints Judith Cheng as New Chief Investment Officer
December 13, 20222 min
Cheng to lead the firm's Portfolio Management Team and Asset Allocation Committee focused on further strengthening SDBA Model Portfolio Initiative
Investment advisory firm Kovitz Launches Active ETF
December 13, 20223 min
Chicago-based Investment Advisory and Wealth Management Firm Converts Mutual Funds
RetirementInvestments launch new financial calculators
December 13, 20224 min
RetirementInvestments releases online modern financial calculators that website publishers can embed on their websites.
Hamilton Lane named a Best Place to Work in Money Management
December 12, 20224 min
The firm is one of only five organizations to be recognized by Pensions & Investments each year since the award was launched in 2012
Morningstar Launches New Research Portal for Financial Advisors
December 8, 20224 min
The new research platform's actionable interface helps investment professionals deliver personalized advice to clients
Wave Financial Hires Harumi Urata-Thompson As CFO
December 7, 20224 min
Wave Financial LLC (Wave), the SEC-regulated digital asset investment management company, today announced the appointment of Harumi Urata-Thompson as Chief Financial Officer. She will report to David Siemer, Chief Executive Officer, and is based in New York City. As Chief Financial Officer, Harumi will play an important role in advancing Wave’s financial strategy and expanding its infrastructure to support the firm’s growing and increasingly sophisticated client base. She will be responsible for building out Wave’s financial...
Mercer Advisors Acquires Vintage Financial Services, LLC
December 7, 20226 min
Mercer Global Advisors, Inc. (“Mercer Advisors”), a national Registered Investment Adviser (RIA), today announced the acquisition of Vintage Financial Services, LLC (hereinafter “Vintage”). Vintage is a comprehensive wealth management firm located in Ann Arbor Michigan focusing on serving the financial needs of its clients. Frank Moore (“Frank”), MS, CFP® founded Vintage in 1985 and together with partner Jack McCloskey, MS, CFP® and their team of professionals, built a leading RIA serving over 500 clients with assets under management (“AUM”) exceeding $850...
Lateral Adds Three New Investment Hires
December 6, 20223 min
Lateral Investment Management, (“Lateral”), a private equity firm focused on transformational growth investments at owner-operated middle market businesses in North America, today announced the addition of Matthew Knight as Senior Associate and Ashley Ebeck and Jack Lothrop as Associates. All three will work to support the investment activities of the firm. “We are thrilled to welcome Ashley, Jack, and Matthew to the Lateral team,” said Richard de Silva, Managing Partner at Lateral. “Their energy, capabilities...
Horizen Labs to make Web3 advisory service a standalone business
December 5, 20225 min
Restructuring frees divisions to excel in their respective areas – enterprise blockchain applications and advisory services – while jointly expanding their collective footprint in the Web3 market
Teresa Woodard Wins Women in Finance Award
December 2, 20226 min
T. Rowe Price (NASDAQ-GS: TROW), a global investment management firm and a leader in retirement services, today announced that Teresa Woodard has been named to Markets Media Group’s eighth annual U.S. Women in Finance Awards list for Excellence in Trading Analytics. Woodard is the head of Trading Analytics at T. Rowe Price, a role she has held since 2018. “Teresa is a recognized thought leader internally and within the industry,” said Marc Wyatt, head of Global Trading at T. Rowe Price. “She...