compliance management system - FinTecBuzz

Saphyre Nominated for “Fintech of the Year” 2022 Award by The Trade

October 6, 20223 min

Saphyre, a fintech company using patent-approved AI technology to solve pre-trade setups and post-trade issues, has been nominated by The Trade for their annual “Fintech of the Year” award. The Trade will hold their awards ceremony in-person at The Savoy in London on November 3, 2022, honoring their “Leaders in Trading 2022,” where past winners went on to shape the face of trading and execution in both material and measurable ways. Stephen Roche, President & Co-Founder, Saphyre, shared,...

by PRNewswire

Compliance & Scoring

Lucinity bolsters North American team with Head of Sales appointment

October 5, 20223 min

Industry veteran Aaron Stroud joins the global company to support the demand for innovative AML solutions

by BusinessWire

Compliance & Scoring

ACA Group adds a host of new capabilities to ComplianceAlpha

October 4, 20225 min

The enhancements to ACA’s eComms surveillance technology include relationship forensics, machine learning, and an integrated archive to enable more effective internal investigations

by PRNewswire

Compliance

OpenEnvoy Helps Finance Teams by Centralizing the Payables Process

September 30, 20223 min

Accounting teams can maximize efficiency and productivity by leveraging OpenEnvoy to streamline their payables processes

by BusinessWire

Compliance

ThetaRay releases new software version on SONAR SaaS advanced AML

September 29, 20225 min

Theia release offers breakthrough transaction network visualization, easy usability, and self-service configuration

by PRNewswire

Compliance & Scoring

Pinpoint Global receives CIOReview prestigious award

September 28, 20224 min

Pinpoint Global is pleased to announce CIOReview has awarded their 2022 Most Promising Compliance Technology Solutions Provider award to Pinpoint Global for its ComplianceConnect™ technology. ComplianceConnect online compliance modules deliver, monitor, and report on assigned SEC, FINRA or state compliance requirements. ComplianceConnect™ is developed for financial services firms from enterprise to entrepreneurial RIAs. “We’re excited to be recognized for our successful compliance technology,” said Bob Sullivan, President and CEO of Pinpoint Global, “We’ve provided online compliance services for the largest financial...

by BusinessWire

Compliance & Scoring

Schellman Appoints Andy Goldstein as Chief Financial Officer

September 28, 20224 min

Tampa-based Schellman, a leading provider of attestation and compliance services, is strengthening its executive team with the appointment of Andy Goldstein as the company’s new Chief Financial Officer. With his proven track record of driving growth and building high-performance finance teams, Goldstein will work closely with the rest of the company’s senior leadership team and report directly to Avani Desai, Schellman’s President & CEO. “Andy is an incredibly talented finance executive and will be an...

by PRNewswire