financial services - FinTecBuzz

5 Tips for Business Manage Off-Channel Communications & Avoid Fines

August 1, 20246 min

Over recent years, the U.S. Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and Commodity Futures Trading Commission (CFTC) have increased their scrutiny of off-channel communications. Since 2021 the SEC and CFTC have conducted a number of investigations and levied significant fines and other enforcement action against companies making business communications on personal devices and non-sanctioned platforms. Fines for non-compliance have exceeded $2.7 billion and this has raised the importance of compliance of...

by Xceptor

Platforms

Xceptor Appoints Grant Coombe as Chief Revenue Officer

August 1, 20244 min

Xceptor, the intelligent automation platform for financial markets, announced the appointment of Grant Coombe as Chief Revenue Officer (CRO), effective September 2024. Coombe’s appointment will play a pivotal role in accelerating Xceptor’s growth plans as well as solidifying its position as the industry’s data automation leader. As CRO, Coombe will lead Xceptor’s revenue strategy, including sales, account management, new business, marketing, and partnerships. He will also drive collaboration across the company to amplify Xceptor’s commitment...

by BusinessWire

Payments

WorldFirst announced the launch of a new function

July 30, 20246 min

WorldFirst, a one-stop digital payment and financial services platform for global businesses, especially serving SMEs in international trade, has launched a function to enable real-time payment between holders of its flagship multicurrency business account World Account as WorldFirst continues to increase speed and efficiency of secure international business payment. This function will benefit British and European SMEs that import from international markets. This capability allows these businesses to promptly pay their overseas suppliers free of...

by FTB News Desk

Interview

FinTech Interview with Manish Gupta, CEO and Co-founder of Corridor Platforms

July 30, 202429 min

by BusinessWire

Direct Lending

Nova Credit Appoints Nichole Mustard to Its Board of Directors

July 27, 20244 min

Nova Credit, the credit infrastructure and analytics company that enables businesses to grow responsibly with alternative credit data, has announced the appointment of Nichole Mustard, co-founder and former Chief Revenue Officer of Credit Karma, to its board of directors. Having co-founded Credit Karma, one of the leading credit insights providers, Nichole is an industry titan, whose work in scaling the company gave it a platform to provide millions of Americans with a deeper understanding of...

by GlobeNewswire

Platforms

S64 Appoints Andy Gent as Global Chief Operating Officer

July 26, 20244 min

S64, the leading alternatives fintech and solutions partner to the wealth management industry, has announced the appointment of Andy Gent as Global Chief Operating Officer (COO). His appointment bolsters S64’s executive team as the firm prepares for its next phase of growth. Andy will be responsible for leading S64’s corporate functions across its global operations in EMEA, APAC and LatAm. He will also be instrumental in driving execution of the firm’s key strategic priorities across...

by BusinessWire

API

Alpaca Extends Partnership with Citadel Securities

July 25, 20244 min

Alpaca, an API-focused brokerage that operates a modern infrastructure for stocks, ETFs, and options trading and serves hundreds of financial services businesses globally, and Citadel Securities, a leading global market maker, today announced an extension of their strategic partnership in Japan to jointly leverage their expertise in brokerage infrastructure, trade execution and clearing, and recordkeeping for U.S. Stocks and Options trading. Alpaca has partnered with Citadel Securities for trade execution services since 2019, and today...

by BusinessWire

Payments

ACI Worldwide Extends Strategic Partnership with Worldpay

July 23, 20244 min

Worldpay and ACI continue long-term partnership to drive increased stability and operational efficiency

by BusinessWire

Banking

MANTL Announces Integration With Q2’s Digital Banking Platform

July 23, 20243 min

Financial institutions can now utilize MANTL’s consumer and business deposit origination platform through Q2’s Digital Banking Platform

by PRNewswire

Platforms

FinVolution Publishes Sixth Annual ESG Report

July 22, 20244 min

FinVolution Group, a leading fintech platform, announced it has released its 2023 Environmental, Social, and Governance (ESG) report, the Company’s sixth consecutive annual ESG report. The report provides a comprehensive overview of FinVolution’s ESG priorities and endeavors in 2023, reaffirming the Company’s long-standing commitment to sustainability and fulfilling corporate social responsibility with innovative, green technologies. Mr. Tiezheng Li, Vice-Chairman and CEO of FinVolution, commented, “In 2023, we advanced our mission of ‘leveraging innovative technologies to make financial services better,’ as...

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