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5 Tips for Business Manage Off-Channel Communications & Avoid Fines

EsendexAugust 1, 20246 min

Over recent years, the U.S. Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and Commodity Futures Trading Commission (CFTC) have increased their scrutiny of off-channel communications. Since 2021 the SEC and CFTC have conducted a number of investigations and levied significant fines and other enforcement action against companies making business communications on personal devices and non-sanctioned platforms. Fines for non-compliance have exceeded $2.7 billion and this has raised the importance of compliance of...

Platforms

EarnUp announced the launch of AI Advisor

BusinessWireJuly 31, 20247 min

The industry’s first-ever context-aware conversation agent instantly analyzes users’ real-time banking and credit data to answer complex financial questions and provide tailored product recommendations

Compliance & Scoring

Eltropy’s AI Suite Leads Credit Unions and Banks into Safe AI Era

EltropyJuly 25, 20246 min

AI Agents, AI Assistants, and AI Intelligence transform member communication and service and bring in new operational efficiencies with Generative AI

Insurance

RISR Marks Successful Launch With Capital Raise and Early Momentum

BusinessWireJune 27, 20246 min

First-of-its-kind business owner engagement platform for advisors debuts with investor backing, strong user adoption and key integrations

Guest Articles

Finding the Right Way to Accelerate Growth in Fintech Companies

Ernesto Di GiambattistaJune 19, 202419 min

Find how fintech companies balance people, products, and customers to thrive in a dynamic market.

Platforms

Asset-Map® and Holistiplan Finalize Integration Partnership

BusinessWireJune 17, 20245 min

New Partnership Offers Asset-Map Users Single Sign-on Data Integration Capabilities

Investments

Advisor Duo Joins LPL Financial to Launch 1818 Wealth Management

GlobeNewswireJune 17, 20245 min

LPL Financial LLC announced that financial advisors Stephen Shevlin and Jonathan Joelner, MBA, have joined LPL Financial’s broker-dealer, RIA and custodial platforms to launch a new independent practice, 1818 Wealth Management. The team reported having served approximately $300 million in advisory, brokerage and retirement plan assets* and joins LPL from Stifel, Nicolaus and Co. Based in Swansea, Ill. — just 20 minutes from the Gateway Arch in St. Louis — Shevlin and Joelner have worked...

Platforms

Alltius Launches Gen AI Platform for Financial Services Sales and Support

PRNewswireMay 30, 20246 min

Alltius' new AI assistants help financial institutions, insurance brokerages and banks to slash customer wait times, drive sales & improve customer support.

Banking

Atomic Unveils PayLink Manage

BusinessWireMay 21, 20246 min

Atomic's PayLink Manage outshines other solutions by enabling users to both monitor their recurring payments and make real-time changes within the banking app.

In-House Features

Deepfakes! A Rising Threat in Financial Fraud!

FTB News DeskMay 16, 202412 min

Explore how deepfake technology is reshaping the landscape of financial fraud, posing new threats to the integrity and security of financial institutions and consumers alike.

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