compliance and risk management

Primerica names Tracy Tan as Successor to Chief Financial Officer

September 15, 20235 min

Primerica, Inc, a leading provider of financial services to middle-income families in the United States and Canada, announced the appointment of Tracy Tan to the role of Executive Vice President, Finance reporting to the company’s Chief Executive Officer, Glenn Williams beginning on October 16, 2023. Tan will assume the role of Chief Financial Officer as of the date that the Company’s existing Chief Financial Officer relinquishes that title, which shall occur no later than April...

by PRNewswire

Compliance & Scoring

Optima Partners announced new appointment

August 2, 20233 min

Optima Partners, a leading global regulatory compliance and risk management firm, welcomes Paul Fletcher as a partner & Global Head of Asset & Wealth Management. Mr. Fletcher, brings a wealth of experience to Optima including: 35 years industry experience, 25 years in Compliance & 15 years as an in house Chief Compliance officer working predominantly at mid to large size organizations., reinforcing the firm’s commitment to providing comprehensive services to its clientele. Prior to joining Optima,...

by PRNewswire

Compliance & Scoring

CapZone Analytics Releases 1.0 of its Compliance Platform

July 7, 20239 min

Following commercial availability announced on January 18, CapZone Analytics has delivered the first round of CapZone Reports to Qualified Opportunity Funds, establishing a strong tax compliance and risk management foundation for Funds and investors consistent with 26 U.S. Code § 1400Z-2. As Opportunity Zone (OZ) Funds and investors prepare for increasing regulatory scrutiny, the CapZone Reports are critical. The core of CapZone Analytics’ platform is the OZ Rules Engine, which codifies IRS regulations for investors, Funds, and...