CapitalROCK awarded COMPLYConnect Compliance Provider of the Year
February 13, 20242 min
CapitalROCK, the makers of RightBRIDGE Systems, is pleased to announce that it has been named the COMPLYConnect Compliance Provider of the Year. RightBRIDGE systems help more than 50 broker-dealers, representing more than 120,000 financial professionals, meet their compliance obligations for regulatory rules, regulations, and exemptions. Specifically, Reg BI, PTE 2020-02, New York Reg 187, and others. CapitalROCK is excited to announce the award, which was given at the COMPLYConnect conference, hosted by COMPLY last quarter....