compliance risk management - FinTecBuzz

Pinpoint Global receives CIOReview prestigious award

September 28, 20224 min

Pinpoint Global is pleased to announce CIOReview has awarded their 2022 Most Promising Compliance Technology Solutions Provider award to Pinpoint Global for its ComplianceConnect™ technology. ComplianceConnect online compliance modules deliver, monitor, and report on assigned SEC, FINRA or state compliance requirements. ComplianceConnect™ is developed for financial services firms from enterprise to entrepreneurial RIAs. “We’re excited to be recognized for our successful compliance technology,” said Bob Sullivan, President and CEO of Pinpoint Global, “We’ve provided online compliance services for the largest financial...

by BusinessWire

Compliance & Scoring

Schellman Appoints Andy Goldstein as Chief Financial Officer

September 28, 20224 min

Tampa-based Schellman, a leading provider of attestation and compliance services, is strengthening its executive team with the appointment of Andy Goldstein as the company’s new Chief Financial Officer. With his proven track record of driving growth and building high-performance finance teams, Goldstein will work closely with the rest of the company’s senior leadership team and report directly to Avani Desai, Schellman’s President & CEO. “Andy is an incredibly talented finance executive and will be an...

by PRNewswire

Compliance & Scoring

BlackLine Unveils First ‘Tax Hyperautomation’ Capabilities

September 28, 20227 min

Advanced automation and analytics to optimize intercompany tax flows for improved control and transparency

by BusinessWire

Compliance & Scoring

ACA Group Acquires Ethos ESG to Offer First Data Analytics Product

September 22, 20227 min

New offering enables ACA to build and manage GRC-focused ESG programs that leverage transparent data

by PRNewswire

Compliance

OnPoint Community Credit Union Appoints Chief Legal Officer

September 16, 20226 min

Oliver will oversee the credit union's governance and legal functions

by BusinessWire

Compliance & Scoring

Oasis Pro Markets & Solidus Labs to Provide Crypto Risk compliance

September 15, 20228 min

This strategic partnership will bolster Oasis’ ability to monitor for trade manipulation and ensure regulatory compliance, using Solidus HALO, a comprehensive crypto-native market integrity hub

by BusinessWire

Compliance & Scoring

NICE Actimize Wins Three 2022 Global Banking and Finance Awards

September 14, 20225 min

The award recognizes NICE Actimize’s AML-KYC solutions spanning North America, Europe and Asia Pacific regions, managing risk across the entire customer life cycle

by GlobeNewswire

Compliance & Scoring

Blockchain Association for Finance Announces New Board

August 25, 20225 min

The Blockchain Association for Finance (BAF) announces the election of three new members to its Board of Directors. The newly elected Directors are Michael Chaille, Sébastien Capt and Pascal Schmohl. As at the date hereof, the Board of Directors of the Association comprises Mr. Michael Chaille, Chairman (Alpha FMC), Mr. Cédric Haenni, Treasurer (Pictet), Mr. Benoit Barbereau (Edmond de Rothschild), Mr. Sébastien Capt (Prime Partners), Mr. Laurent Pellet (Lombard Odier), Mr. Pascal Schmohl (swisspartners) and...

by PRNewswire

Compliance & Scoring

First Financial Bank Selects RiskExec® SaaS for Lending Compliance

August 18, 20224 min

Today, RiskExec, Inc. (“RiskExec”) a subsidiary of Asurity Technologies, LLC (“Asurity”), announced its software has been selected by Abilene, TX based First Financial Bank to assist in automating HMDA, CRA, Fair Lending processes. RiskExec is a leading SaaS compliance and reporting platform designed for managing regulatory compliance for banks, mortgage lenders, credit unions, auto lenders, and digital lenders. The best-in-class solution quickly geocodes, runs edit checks, and with clean data, creates analyses to determine lending dispositions, compares to...

by PRNewswire

Compliance

Deutsche Bank’s Fintech, Selects Relativity Trace for Compliance

August 3, 20225 min

The fintech will use the AI-powered communication surveillance product to strengthen risk detection Relativity, a global legal and compliance technology company, today announced that Breaking Wave, a Deutsche Bank company building a digital future for the bank and its customers, has implemented Relativity’s AI-powered communication surveillance product Relativity Trace to advance their compliance and regulatory efforts. Relativity Trace proactively detects regulatory misconduct like insider trading, collusion and other non-compliant behavior. With the implementation of Relativity Trace, Breaking Wave...

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