Broadridge and Kyndryl to partner in Canadian Wealth Management

Global Fintech leader Broadridge Financial Solutions, Inc., announced that it will acquire Kyndryl’s Securities Industry Services (SIS) wealth and capital markets technology platform. SIS solutions include clearing and settlement, account record keeping, tax and regulatory reporting, and integrated order management activities for Canadian financial services firms. Kyndryl intends to partner with Broadridge Canada by providing managed services and capabilities to SIS. “The¬†partnership with Kyndryl and the acquisition of the SIS business further underscore Broadridge’s long-standing...

Continental Finance purchases Today Card portfolio

Continental Finance Company LLC, a leading financial technology company specializing in the marketing and servicing of bank-issued credit cards for people with less than perfect credit, announced the successful acquisition of the Today Card Portfolio, a prominent credit card portfolio previously held by Elevate Credit, Inc. & Capital Community Bank, Inc. This acquisition marks a significant milestone in Continental Finance’s strategic expansion efforts. The acquisition of the Today Card Portfolio aligns seamlessly with Continental Finance’s...

Novo Hires Jackson Barnes As Vice President Of Credit

Novo, the powerfully simple financial solutions platform for small businesses, announced that Jackson Barnes has joined the company as vice president of credit.¬† ‚ÄúThe majority of today‚Äôs small businesses ‚ÄĒ especially those with under $1 million in annual revenue ‚ÄĒ have extremely limited options when it comes to accessing the credit they need to grow their businesses,‚ÄĚ said Michael Rangel, founder and CEO at Novo. ‚ÄúNovo is committed to giving small businesses faster and more...

Broadridge names Hope Jarkowski Chief Legal Officer

Broadridge Financial Solutions, Inc., a global Fintech leader, announced that Hope Jarkowski¬†has been appointed Chief Legal Officer, effective¬†May 6, 2024. Jarkowski succeeds¬†Keir Gumbs, who served as Chief Legal Officer until¬†November 2023. Jarkowski will oversee Broadridge’s legal, compliance, regulatory, and government affairs. She will also serve as the primary legal advisor to senior management and the Board of Directors and will help lead Broadridge’s internal policy efforts. Additionally, she will serve on the Broadridge Foundation Board,...

Broadridge announced new appointment

Global Fintech leader Broadridge Financial Solutions, Inc., announced the appointment of Frank Troise as President of Broadridge Trading & Connectivity Solutions and Vice Chairman of Broadridge Capital Markets, effective April 29, 2024. Mr. Troise succeeds Ray Tierney, who will serve in an advisory capacity, following a successful three-year tenure. Troise will spearhead the Trading & Connectivity business through the next chapter of its mission to simplify and optimize trading as a leader in multi-asset, multi-workflow trading, and connectivity...

Steward Partners named Hybrid RIA of the Year

Steward Partners, a full-service, employee-owned, independent financial services firm, has been recognized as Hybrid RIA of the Year by¬†Wealth Solutions Report¬†in the second annual invitation-only Wealth Exemplar Awards. This honor is awarded to the top three Registered Investment Advisor (RIA) firms offering fee-based solutions alongside commissionable services through W-2 and independent financial advisors. “We are honored to be named Hybrid RIA of the Year by¬†Wealth Solutions Report. This accolade is a testament to our team’s...

Third Coast Bank joins the BHB BaaS Association

Third Coast Bancshares, Inc, the holding company of Third Coast Bank, announced that it has joined the Bankers Helping Bankers (BHB) Banking-as-a-Service (BaaS) Association.  The BaaS Association is a premiere governance association whose primary goals include BaaS education, regulatory collaboration, and community bank sponsorship to source new revenue streams.  BaaS is a highly specialized area seeing a tremendous increase in bank participation to meet the growing demand from Financial Technology (FinTech) platforms and financial start-ups....

CAPEX.com Expands into the Greek Market

The multi-licensed global broker¬†CAPEX.com¬†announces its first M&A deal, the acquisition of the book-of-clients of the well-established WiredMarket.com, thus expanding in the Greek market. WiredMarket.com, founded in 1991, is a renowned brokerage in Greece. With decades of experience, the number one Greek broker is known for providing high-quality financial services to its clients. Octavian Patrascu, CEO and Founder of CAPEX.com declares: “We are delighted to announce the acquisition of WiredMarket.com’s book of clients, which is in...

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