compliance risk management - FinTecBuzz

Anti-Money Laundering Benchmark report finds 23% of regulated companies’ control frameworks need improvement

May 20, 20215 min

Arctic Intelligence, a global provider of enterprise risk assessment software to regulated institutions, has today released results of its first annual Anti-Money Laundering (AML) Benchmark report. The report highlights how organisations assess their inherent risk* of exposure to money laundering and terrorism financing, their control effectiveness and their residual risk*. Findings are based on a blend of qualitative risk assessment data from Arctic Intelligence’s AML Accelerate Platform and quantitative data from a cross-section of risk...

by PRNewswire

Compliance

Revelock Unveils New FDR Platform For Fintech Companies

April 21, 20214 min

Nonstop User Verification with automated response capabilities dramatically reduce fraud losses and fraud operations costs

by PRNewswire

Compliance

ContractPodAi Expands Beyond CLM and goes Legal

April 6, 20213 min

The ContractPodAi Cloud platform presents an ecosystem of AI-based applications to support the full spectrum of legal teams' everyday needs

by PRNewswire

Compliance

Fintech Provider ParagonEX Bringing Compliance to the Digital Era

March 31, 20213 min

Financial technology leader ParagonEX partners with Austrian regulatory technology provider SignD, adding a new product to its already advanced umbrella solution for CFD brokers – SignD Quantum, an automated solution for know-your-customer (KYC) verification. The new addition will enable ParagonEX and their clients to streamline operations by saving time on manually collecting and validating customer identity documentation, reduce human error and allow for faster trad ing beginning from newly registered clients. The KYC module is...

by PRNewswire

Compliance & Scoring

Leslie Sims Joins Deloitte Digital as US CCO

March 16, 20218 min

Today, Deloitte Digital, a creative digital consultancy, announced that award-winning creative executive Leslie Sims has joined as managing director, Deloitte Consulting LLP, and U.S. chief creative officer, serving as a central creative leader for all of Deloitte Digital. Building on Deloitte Digital’s commitment and investments in creative talent, Sims will work across the entire business to integrate its creative capabilities, teaming with Deloitte Digital’s business strategy, design, technology and data talent to help clients across industries explore the...

by BusinessWire

Compliance & Scoring

APPS Acquires Conformance Technologies

March 15, 20215 min

Deal Aligns with APPS’ Rapid SaaS-Based Financial Services and Banking Technology Expansion Efforts

by BusinessWire

Compliance

United Fintech Enters the Market Data and RegTech Space

February 5, 20217 min

United Fintech has entered the Market Data & RegTech space with the acquisition of German fintech, TTMzero. United Fintech has taken a 25% stake in the market leading firm, with the intention of increasing to 80% over the next three years. The acquisition is in line with its strategy of acquiring and scaling innovative fintechs in capital markets and creating a fintech one-stop-shop which banks and financial institutions can benefit from to accelerate their transition to a...

by PRNewswire

Compliance

Fintech Startup Vennfi raised $3.7M

November 20, 20207 min

Y Combinator-backed Charityvest is expanding access to a special category of charitable giving accounts known as donor-advised funds, offering free accounts for individuals and powering easy to use workplace giving charitable match programs for employers. On Giving Tuesday, the company will launch zero-fee stock contributions, allowing anyone to donate stocks and ETFs to their personal charitable foundation, from any brokerage, for free. The venture recently raised $2.3M of Seed investment, bringing its total capital raised...

by Ashish Y.

In-House Features

Top 3 compliance rules that Fintechs must be familiar with

September 24, 202012 min

by BusinessWire

Compliance

Fintech Solutions Provider CSI Launches Registration for CX20

September 23, 20205 min

Flagship Annual Conference Centers on Advances in Financial Industry

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