Smartria unveils Innovative Cybersecurity Focus Solution
September 7, 20235 min
Through a strategic partnership with CyberSecureRIA, Smartria enables advisors to add necessary cybersecurity capabilities to their comprehensive compliance solution.
LexisNexis Risk Solutions Ranks as Functionality Standout in 2023 Celent Report
August 18, 20235 min
LexisNexisÂź RiskNarrative Ranked as a Leader Among New Market Entrants
Avalara and Oracle extend relationship
August 17, 20235 min
Avalara tax compliance and automation software solutions save customers time and money by reducing tax complexity
RegEdâs Advertising Compliance Solution surpasses 5 Mn submissions
July 29, 20234 min
RegEd's Enterprise Advertising Review achieves new milestone, propelled by continuous product innovation including the integration of AI and other advanced capabilities.
AuditBoard Leads In Audit Management & GRC Summer 2023 Grid Reports
June 23, 20233 min
AuditBoardâs modern connected risk platform receives top customer rankings for ease of implementation, exceptional business results, and unparalleled usability
The award highlighted NICE Actimize SURVEIL-X solutionâs advanced surveillance, its risk detection capabilities and its ability to manage conduct risk
Solution integrates controls capture directly into Financial Close and other processes, reducing complexity, costs, and compliance implementation and maintenance efforts
Mako Fintech and PortfolioAid Announce Strategic Partnership
January 18, 20234 min
Today, Mako Financial Technologies, Inc. (âMakoâ) and Portfolio Aid Inc. (âPortfolioAidâ) are proud to announce a new strategic partnership to expand their integrated service offerings. This partnership will offer advisors and wealth managers best-in-class WealthTech solutions that will streamline KYC workflows for client onboarding, portfolio construction, account servicing, and on-going compliance management. PortfolioAid provides wealth compliance technology featuring product risk ratings, trade supervision, portfolio suitability modeling, and KYP management tools. Developed for all compliance stakeholders...
COMPLY expands leadership adding experts from various fields
January 18, 202310 min
Key executive appointments include Eric White as president, Nathan Remmes as chief growth officer and Daniel Sanders as chief financial officer
Richard White Acquires Corporate KYC Leader Kyckr Limited
January 12, 20234 min
Kyckr, the corporate KYC company providing businesses with legally-authoritative real-time data on prospective and existing customers and suppliers, has been acquired by Australian tech-entrepreneur and WiseTech Global Limited founder Richard White through his personal investment vehicle RealWise KYK AV Pty Ltd. Kyckr provides companies with real-time access to aggregated corporate Know Your Customer (KYC/KYB) and Ultimate Beneficial Owner (UBO) data from over 300 company registries and primary regulated sources around the world, enabling them to...