Chief Compliance Officer of Berthel, Fisher & Company Financial Services, Inc. Wins Four-Year Term for Mid-Size Firm Seat, Beginning January 2024 Chapman, Also a Member of FINRA's Mid-West Regional Committee, Has Over 30 Years of Industry Experience and Over 20 Years of Compliance Experience
GroundForce Capital, an investment management firm that backs high-potential companies seeking to improve the health and longevity of people and the planet, announced the promotion of Graham Garzon to Senior Associate on the Investment Team. In August 2023, GroundForce Capital strategically rebranded to expand its reach and invest more broadly in food-related companies tackling the most pressing issues tied to human and planetary health. This includes companies catalyzing the transition to healthier, lower carbon and...
Qraft Technologies, a leading invest-tech company developing artificial intelligence (AI) solutions, has announced the hiring of Rita Lin, a senior financial services executive, who will serve as Director of Business Development. As veteran in the industry with 15 years in finance, Lin brings a wealth of expertise, particularly from her over decade-long focus in prime brokerage at industry-leading institutions including Citigroup and Bank of America Merrill Lynch. During her career Lin has played important roles...
Generative AI revolutionizes banking and nonbanking services, but financial executives are hesitant due to concerns about risks.
ARK Invest LLC, the parent of ARK Investment Management LLC, the investment manager led by CEO Cathie Wood, has acquired Rize ETF Limited (“Rize ETF”), Europe’s first specialist thematic ETF issuer. This transaction marks a significant milestone in ARK Invest’s global expansion strategy and will pave the way for the firm to introduce its suite of cutting-edge innovation ETFs, under the UCITS framework, to investors across Europe, the United Kingdom, and beyond, while also facilitating the sustained growth and...
Oakworth Capital Bank (OTCQX: OAKC) is proud to introduce additional members to its inaugural Central Carolinas board members. Blake Evans, president & CEO of Salem Capital LLC; Kimberly Mize, owner of Kimberly Mize Consultants; and Steve Smith, president of The McAulay Smith Firm will join previously announced Morrison Creech, former Wells Fargo Private Banking executive. The Oakworth Central Carolinas market board is comprised of successful leaders with varying industry and community backgrounds. They exemplify Oakworth’s core purpose of helping people succeed while demonstrating...
The nine-member board brings significant operating and investment experience across information technology and FinTech to Fin Capital and its portfolio companies
Strategic acquisition brings AUM to approximately $3.8 billion
Adopts Clearwater within its Investment Operating Model Following the Merger of North P&I and The Standard Club
Clearwater's Full-Lifecycle Solution to Administer First Mutual Fund Domiciled in the Caribbean
